EU Equity pre- and post-trade transparency regulation: from ISD to MiFID II

Sluit

Einde inhoudsopgave

EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/5.V.2.1:5.V.2.1 Exception 1: non-systematic, ad-hoc, irregular and infrequent trades

EU Equity pre- and post-trade transparency regulation: from ISD to MiFID II

Productinformatie

Chapter 1 Introduction

Part I Equity pre-trade transparency

Chapter 2 Conceptual framework of equity pre-trade transparency

Chapter 3 Equity pre-trade transparency under the ISD

Chapter 4 Equity pre-trade transparency under MiFID I

Chapter 5 Equity pre-trade transparency under MiFID II

5.I Introduction

5.II RMs and MTFs

5.III SIs

5.IV Investment firms and client limit orders in shares

5.V Investment firms and the share trading-obligation

5.V.1 Obligation to undertake share trades on regulated venues

5.V.2 Exceptions to the share trading-obligation

5.V.2.1 Exception 1: non-systematic, ad-hoc, irregular and infrequent trades

5.V.2.1.1 MiFID II provision and ESMA views

5.V.2.1.2 Commission and ESMA guidance

5.V.2.1.3 Background

5.V.2.2 Exception 2: share trades between eligible and/or professional counterparties that do not contribute to the price discovery process

5.V.3 Concluding remarks

5.VI Performing calculations and operating databases

5.VII MiFID II review

5.VIII Conclusion about MiFID II

5.IX Conclusion about the development from ISD to MiFID II

Part II Equity post-trade transparency

Part III Publication and consolidation

Part IV Equity pre- and post-trade data prices

Synthesis and concluding remarks

Summary

Samenvatting

Einde inhoudsopgave

EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/5.V.2.1

5.V.2.1 Exception 1: non-systematic, ad-hoc, irregular and infrequent trades

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Documentgegevens:

mr. J.E.C. Gulyás, datum 01-02-2021

Datum: 01-02-2021
Auteur: mr. J.E.C. Gulyás
JCDI: JCDI:ADS266634:1
Vakgebied(en): Financieel recht / Bank- en effectenrecht
Financieel recht / Europees financieel recht
Financiële dienstverlening / Financieel toezicht

5.V.2.1.1 MiFID II provision and ESMA views 5.V.2.1.2 Commission and ESMA guidance 5.V.2.1.3 Background

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