EU Equity pre- and post-trade transparency regulation: from ISD to MiFID II
Einde inhoudsopgave
EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/3.III.1:3.III.1 A national equity pre-trade transparency approach
EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/3.III.1
3.III.1 A national equity pre-trade transparency approach
Documentgegevens:
mr. J.E.C. Gulyás, datum 01-02-2021
- Datum
01-02-2021
- Auteur
mr. J.E.C. Gulyás
- JCDI
JCDI:ADS266711:1
- Vakgebied(en)
Financieel recht / Bank- en effectenrecht
Financieel recht / Europees financieel recht
Financiële dienstverlening / Financieel toezicht
Deze functie is alleen te gebruiken als je bent ingelogd.
The ISD covered a distinction between (a) RMs and (b) investment firms.1 The pre-trade transparency provisions of the ISD only applied to RMs. Investment firms were not subject to the ISD pre-trade transparency provisions.2 In effect, the individual Member States and/or NCAs could address pre-trade transparency regulation for investment firms entirely through national provisions.3