EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/5.III.1.1:5.III.1.1 General

EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/5.III.1.1

5.III.1.1 General

Deze functie is alleen te gebruiken als je bent ingelogd.Deze functie is alleen te gebruiken als je bent ingelogd.Deze functie is alleen te gebruiken als je bent ingelogd.

The MiFID II definition of RMs and MTFs has been examined in chapter 1. The reason for examining the MiFID I SI-definition here, instead of in chapter 1, is because the SI-definition is inherently linked to the MiFID II pre-trade transparency requirements. Whereas RMs and MTFs are subject to a broad set of rules, including pre-trade transparency rules, SIs are predominantly characterised by the application of MiFID II pre-trade transparency rules. For this reason, the MiFID II definition of SIs is studied in this section. MiFID II makes several alterations to the definition of a SI compared to MiFID I. The changes from MiFID I to MiFID II are set out below.

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