EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/8.III:8.III Investment firms trading outside an RM or MTF

EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/8.III

8.III Investment firms trading outside an RM or MTF

Deze functie is alleen te gebruiken als je bent ingelogd.Deze functie is alleen te gebruiken als je bent ingelogd.Deze functie is alleen te gebruiken als je bent ingelogd.

The foregoing paragraph examined the MiFID I post-trade transparency regime for transactions concluded through the systems of RMs and MTF. Besides concluding transactions through trading on an RM or MTF, MiFID I also permitted investment firms to trade outside the systems of an RM or MTF.1 Investment firms trading outside RMs and MTFs (hereafter: investment firms) could be subject to MiFID I post-trade transparency rules. The MiFID I post-trade transparency regime for investment firms was overall similar to the post-trade transparency regime for RMs and MTFs. Some differences were in place to accommodate the specific functionalities of investment firms trading outside an RM or MTF.

8.III.1 Equity post-trade transparency obligations8.III.2 Deferral of equity post-trade data publication8.III.3 Concluding remarks

Deze functie is alleen te gebruiken als je bent ingelogd.