Einde inhoudsopgave
Corporate Social Responsibility (IVOR nr. 77) 2010/7.4.1
7.4.1 Treaties and commentaries
Mr. T.E. Lambooy, datum 17-11-2010
- Datum
17-11-2010
- Auteur
Mr. T.E. Lambooy
- JCDI
JCDI:ADS367023:1
- Vakgebied(en)
Ondernemingsrecht (V)
Voetnoten
Voetnoten
In a situation in which a Danish bank refused to provide a loan to a Moroccan person, Mr. Ziad Ben Ahmed Habassi, the Danish authorities were found to have failed to investigate properly the alleged discrimination by the non-state actor in order to protect him effectively from racial discrimination. See: ZIAD Ben Ahmed Habassi v. Denmark, Communication no. 10/1997, UN Doc. CERD/C/54/D/10/1997, 6 April 1999, pp. 10-11.
This is an expert body with the mandate to watch over the progress for women made in those countries that are the States Parties to the CEDAW. The Committee monitors the implementation of national measures to fulfil this obligation and makes recommendations on any issue affecting women to which it believes the States Parties should devote more attention.
General Recommendation, No. 19, [§ 9], UN Doc. A/47/38 (1992), p. 5.
UN Doc. A/RES/48/104, Resolution of 20 December 1993.
Amnesty International, 'Respect, protect, fulfil - Women's human rights. State responsibility for abuses by 'non-state actors', AI Index IOR 50/01/00, §4.
General Comment No. 31 [§ 8], 2004, UN Doc. HRI/GEN/1/Rev.8, 2006: 'Compilation of general comments and general recommendations adopted by human rights treaty bodies'. Concerning due diligence, see also: General Comment No. 16 [§ 27], 2005.
'Observations of the Inter-American Commission on Human Rights upon the conclusion of its April 2007 visit to Haiti', OEA/Ser.L/V/II.131 Doc. 36, 2 March 2008, [§§ 39 and 65]; 'The situation of the Rights of women in Ciudad Juarez, Mexico. The right to be free from violence and discrimination', OEA/Ser.L/V/II.117, Doc. 44, 7 March 2003 [§§ I 7, 9, 10and IV 103, 104, 131-137, 154-158, 165].
'Committee of Ministers Recommendation No. Rec., 2002, p. 5 to Member States on the Protection of Women against Violence', §II; Appendix [§§ 34-41, 45] and Explanatory Memorandum [§§ 90-92].
UNGA Res. 58/147 (19 February 2004) 'Elimination of Domestic Violence Against Women'.
'Report of the Special Rapporteur on violence against women, its causes and consequences, Yakin Erturk'. The due diligence standard as a tool for the elimination of violence against women, 20 January 2006, E/CN.4/2006/61, §§ 61-64, 101-103.
Most human rights conventions oblige States Parties to take certain measures, whether by domestic legislation or otherwise, in order to protect the rights of individuals in their jurisdiction. Various examples will be provided below. Some treaty provisions clearly indicate that the measures need to include remedies for victims and penalties for perpetrators in order to make the rights effective. Additionally, the States Parties' obligations are sometimes formulated in such a manner that they explicitly extend to third party acts, i.e. parties other than state agents. International law might therefore demand of States that they regulate private behaviour in order to protect human rights. For example, article 3 of the Slavery Convention (1926) clearly includes third parties:
The High Contracting Parties undertake to adopt all appropriate measures with a view to preventing and suppressing the embarkation, disembarkation and transport of slaves in their territorial waters and upon all vessels flying their respective flags. [Emphasis added]
Or, article V of the Genocide Convention (1948) which refers to penalties:
The Contracting Parties undertake to enact, in accordance with their respective Constitutions, the necessary legislation to give effect to the provisions of the present Convention, and, in particular, to provide effective penalties for persons guilty of genocide or any of the other acts enumerated in Article III. [Emphasis added]
Article 1 of the European Convention on Human Rights (ECHR, 1948) requires more generally: "The High Contracting Parties shall secure to everyone within their jurisdiction the rights and freedoms defined in Section I of this Convention."
There is little doubt that the State has a duty to ensure that non-state actors in the private sector do not engage in direct or indirect discrimination. In that respect, the International Convention on the Elimination of All Forms of Racial Discrimination (1965) reads in article 2(d): "Each State Party shall prohibit and bring to an end, by all appropriate means, including legislation as required by circumstances, racial discrimination by any persons, group or organisation." [Emphasis added]1
Article 2 of the International Covenant on Civil and Political Rights (ICCPR, 1966) stipulates in respect of the States Parties' obligations:
2 ….each State Party . undertakes to . adopt such laws or other measures as may be necessary to give effect to the rights recognized in the present Covenant. 3. undertakes: (a) To ensure that any person whose rights or freedoms as herein recognised are violated shall have an effective remedy. (c) To ensure that the competent authorities shall enforce such remedies when granted. [Emphasis added]
Articles 1 and 2 of the American Convention on Human Rights (Pact of San Jose, Costa Rica, ACHR, 1969) and article 1 of the African [Banjul] Charter on Human and Peoples' Rights (ACHPR, 1981) placed similar duties on State Parties.
By article IV.2 of the International Convention on the Suppression and Punishment of the Crime of Apartheid (1973), the State Parties to this Convention also pledged to act in respect of third parties:
To adopt legislative, judicial and administrative measures to prosecute, bring to trial and punish in accordance with their jurisdiction persons responsible for, or accused of, the acts defined in article II of the present Convention, whether or not such persons reside in the territory of the State in which the acts are committed or are nationals of that State or of some other State or are stateless persons. [Emphasis added]
The Convention on the Elimination of All Forms of Discrimination Against Women (CEDAW, 1979) has been in the forefront of efforts to make it clear that States have positive duties to protect individuals from violent acts of other individuals and groups. Respectively, Articles 2 (e),(f) and 5(a) cite that the State Parties commit:
2(e) To take all appropriate measures to eliminate discrimination against women by any person, organisation or enterprise; (f) To take all appropriate measures, including legislation, to modify or abolish existing laws, regulations, customs and practices which constitute discrimination against women [...].
5(a) To modify the social and cultural patterns of conduct of men and women, with a view to achieving the elimination of prejudices and customary and all other practices which are based on the idea of the inferiority or the superiority of either of the sexes or on stereotyped roles for men and women. [Emphasis added]
The UN Committee on the Elimination of Discrimination against Women (CEDAW Committee)2 builds on the concept of due diligence under general international law to protect individuals from infringements of their rights committed by non-state actors. See its General Recommendation 19 (1992), paragraph 9, which focused on how to prevent violations:
Under general international law and specific human rights covenants, States may also be responsible for private acts if they fail to act with due diligence to prevent violations of rights or to investigate and punish acts of violence, and for providing compensation. [Emphasis added]3
This was followed by similar wording in the UN Declaration on the Elimination of Violence Against Women (1993). Article 4(c) was adopted by consensus and
avows:
States should exercise due diligence to prevent, investigate and, in accordance with national legislation, punish acts of violence against women, whether those acts are perpetrated by the state or by private persons. [Emphasis added]4
The references to due diligence in these last two texts have been used to develop a set of positive obligations for States with regard to violence by non-state actors.5 An example can be found in the Inter-American Convention on the Prevention, Punishment and Eradication of Violence against Women (Convention of Belem do Para, 1994), i.e. the first human rights convention which explicitly mentions the term due diligence (article 7(b)):
The States Parties condemn all forms of violence against women and agree to pursue, by all appropriate means and without delay, policies to prevent, punish and eradicate such violence and undertake to (. ) apply due diligence to prevent, investigate and impose penalties for violence against women. [Emphasis added]
A similar view was employed in 2004 by the Human Rights Committee in its General Comment regarding the ' Nature of the general legal obligation imposed on States Parties to the Covenant' (i.e. the treaty body to the International Covenant on Economic, Social and Cultural Rights (ICESCR, 1966)). This Committee recommended:
(. ) the positive obligations on States Parties to ensure Covenant rights will only be fully discharged if individuals are protected by the State, not just against violations of Covenant rights by its agents, but also against acts committed by private persons or entities (. ). There may be circumstances in which a failure to ensure Covenant rights as required by article 2 would give rise to violations by States Parties of those rights, as a result of States Parties' permitting or failing to take appropriate measures or to exercise due diligence to prevent, punish, investigate or redress the harm caused by such acts by private persons or entities.6 [Emphasis added]
The Inter-American Commission on Human Rights (2008),7 and the political bodies of the Council of Europe (2002)8, and the UN General Assembly (2004)9 have also recognised due diligence standards as requiring swift and effective action against perpetrators of human rights. Furthermore, the due diligence standard as a tool for the elimination of violence against women was the main subject of the 2006 Report of Yakin Erturk, the UN Special Rapporteur on Violence against Women.10 Erturk has consistently noted that where the State fails to act with due diligence to prevent violence, including by private actors operating in the private sphere, or to investigate and punish such violence or provide compensation, the State can be held internationally responsible for the infringement upon a human right by private acts.
The above quotations provided some examples of the use of the term 'due diligence' in human rights law. Yet, when 'due diligence' is used in a treaty text or in commentaries by treaty bodies, the concept remains broad. It is therefore valuable to study how international human rights courts have interpreted its meaning in specific cases.