EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/5.II.2.3:5.II.2.3 Waiver for certain orders: order management facility waiver

EU Equity pre- and post-trade transparency regulation: from ISD to MiFID II

Productinformatie

Chapter 1 Introduction

Part I Equity pre-trade transparency

Chapter 2 Conceptual framework of equity pre-trade transparency

Chapter 3 Equity pre-trade transparency under the ISD

Chapter 4 Equity pre-trade transparency under MiFID I

Chapter 5 Equity pre-trade transparency under MiFID II

5.I Introduction

5.II RMs and MTFs

5.II.1 Equity pre-trade transparency obligations

5.II.2 Equity pre-trade transparency waivers (dark pools)

5.II.2.1 Waiver for a certain system: reference price waiver

5.II.2.2 Waiver for a certain system: negotiated trade waiver

5.II.2.3 Waiver for certain orders: order management facility waiver

5.II.2.3.1 General

5.II.2.3.2 Background

5.II.2.4 Waiver for a certain order: large in scale waiver

5.II.2.5 Double volume cap mechanism

5.II.3 Waiver process

5.II.4 Internal matching systems and the requirement to authorise as an MTF

5.II.5 Concluding remarks

5.III SIs

5.IV Investment firms and client limit orders in shares

5.V Investment firms and the share trading-obligation

5.VI Performing calculations and operating databases

5.VII MiFID II review

5.VIII Conclusion about MiFID II

5.IX Conclusion about the development from ISD to MiFID II

Part II Equity post-trade transparency

Part III Publication and consolidation

Part IV Equity pre- and post-trade data prices

Synthesis and concluding remarks

Summary

Samenvatting

Einde inhoudsopgave

EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/5.II.2.3

5.II.2.3 Waiver for certain orders: order management facility waiver

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Documentgegevens:

mr. J.E.C. Gulyás, datum 01-02-2021

Datum: 01-02-2021
Auteur: mr. J.E.C. Gulyás
JCDI: JCDI:ADS266394:1
Vakgebied(en): Financieel recht / Bank- en effectenrecht
Financieel recht / Europees financieel recht
Financiële dienstverlening / Financieel toezicht

5.II.2.3.1 General 5.II.2.3.2 Background

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