EU Equity pre- and post-trade transparency regulation: from ISD to MiFID II
Einde inhoudsopgave
EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/3.III.3.1:3.III.3.1 Factor 1: optional ISD concentration-rule
EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/3.III.3.1
3.III.3.1 Factor 1: optional ISD concentration-rule
Documentgegevens:
mr. J.E.C. Gulyás, datum 01-02-2021
- Datum
01-02-2021
- Auteur
mr. J.E.C. Gulyás
- JCDI
JCDI:ADS267310:1
- Vakgebied(en)
Financieel recht / Bank- en effectenrecht
Financieel recht / Europees financieel recht
Financiële dienstverlening / Financieel toezicht
Deze functie is alleen te gebruiken als je bent ingelogd.
The first factor was the optional ISD concentration-rule. Several Member States implemented the optional ISD concentration-rule. In these Member States investment firms were in principle required to execute transactions in financial instruments on an RM (‘in principle’, since certain exceptions applied).1 The result was a concentration of trades on RMs. RMs published pre-trade information concerning the potential trades on their market.2