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Remedies for infringements of EU law in legal relationships between private parties (LBF vol. 18) 2019/6.3.5.2
6.3.5.2 The civil remedies may not be excessive
mr. I.V. Aronstein, datum 01-09-2019
- Datum
01-09-2019
- Auteur
mr. I.V. Aronstein
- JCDI
JCDI:ADS141393:1
- Vakgebied(en)
EU-recht / Algemeen
Burgerlijk procesrecht / Algemeen
Voetnoten
Voetnoten
Cf. CJ 13 November 1990, Case C-331/88 (Fedesa), paras. 12-13. Van Gerven 1999, p. 38. This term (‘excessive’) is used also by the Bundesverfassungsgericht to denote its application of the proportionality stricto sensu. See Emiliou 1996, p. 25. Reich 2011b.
E.g. CJ 11 October 2007, Case C-460/06 (Paquay), para. 49. CJ 31 May 2018, Case C-190/17 (Lu Zheng), paras. 40-42. CJ 16 July 2015, Case C-225/14 (Chmielewski), paras. 21-23. CJ 25 April 2013, Case C-81/12 (Asociaţia Accept), paras. 63-64. Cf. Craig 2012, p. 612. In relation to competition law fines see e.g. CJ 8 December 2011, Case C-396/10 (Chalkor). Cf. Cafaggi & Iamiceli 2017, p. 607.
CJ 5 July 2017, Case C-190/16 (Fries/Lufthansa), para. 53.
Which results in conclusions of the Court of Justice like: “[The measure] goes beyond what may be considered necessary as proportional, since less restrictive measures exist which enable the objectives relied on by the […] to be attained.”. Cf. 28 February 2018, Case C-3/17 (Sporting Odds), para. 43. Or: “[As] regards the issue of whether such a measure goes beyond what is necessary for achieving its objective and unduly prejudices the interests of [persons like the applicant], that measure must be viewed against its legislative background and account must be taken both of the hardship that it may cause to the persons concerned and of the benefits derived from it by society in general and by the individuals who make up society […]”. See CJ 5 July 2017, Case C-190/16 (Fries/Lufthansa), para. 53. See also CJ 31 May 2018, Case C-190/17 (Lu Zheng), paras. 40-45. CJ 20 March 2018, Case C-537/16 (Garlsson Real Estate), paras. 48 and 55-61.
For example legislation that aims to remedy a private party’s failure to comply with an obligation to declare significant sums of cash entering or leaving the territory of that State by way of imposing an administrative, punitive fine which may be up to double the undeclared amount, goes beyond what is necessary in order to ensure compliance with the obligation to declare. See CJ 31 May 2018, Case C-190/17 (Lu Zheng).
293. The question on excessiveness is often bracketed together with the element of necessity. Yet, its application by the Court is inconsistent. The case law of the Court of Justice shows that the question of excessiveness is placed at the interface between necessity and proportionality stricto sensu. In the context of the question whether a measure is excessive,1 the Court usually stresses that “the severity of the sanctions must be commensurate to the seriousness of the breaches for which they are imposed”.2 This may be an objective factor, to which the private interests of the case may be irrelevant. To that extent, the question may be part of the element of necessity. However, the Court has also held that to determine “whether a measure goes beyond what is necessary for achieving its objective and unduly prejudices the interests” of the private parties concerned “that measure must be viewed against its legislative background and account must be taken both of the hardship that it may cause to the persons concerned and of the benefits derived from it by society in general and by the individuals who make up society”.3 In this consideration the element of proportionality stricto sensu, which requires a balancing of both general and individual, case-related interests, is cloaked by the necessity element.4 In general, the case law of the Court shows that the question of excessiveness covers both the second question (alternatives) on necessity and, especially, the proportionality stricto sensu of the measure in question.5 This approach of the element of necessity could be referred to as necessity in a broad sense – namely covering the element of proportionality stricto sensu. It should however be stressed that the Court does not address this question in a consistent way at all. The question on excessiveness of a measure in view of the interests involved is discussed further in the section on proportionality stricto sensu (§6.3.6). Exceptions to this umbrella-approach may exist in relation to measures that are so manifestly excessive in relation to the objective pursued, that without having consideration to the concrete circumstances of a case, a measure can be deemed to go beyond what is necessary to achieve the aim pursued.6