Einde inhoudsopgave
Remedies for infringements of EU law in legal relationships between private parties (LBF vol. 18) 2019/3.3.4.4
3.3.4.4 Ex tunc effect versus legal certainty
mr. I.V. Aronstein, datum 01-09-2019
- Datum
01-09-2019
- Auteur
mr. I.V. Aronstein
- JCDI
JCDI:ADS141480:1
- Vakgebied(en)
EU-recht / Algemeen
Burgerlijk procesrecht / Algemeen
Voetnoten
Voetnoten
CJ 13 April 2010, Case C-73/08 (Bressol), para. 90, with reference. CJ 2 February 1988, Case 24/86 (Blaizot), para. 27. CJ 15 December 1995, Case C-415/93 (Bosman), para. 141. See also CJ 6 March 2007, Case C‑‑292/04 (Meilicke), paras. 34-35. CJ 27 March 1980, Case 61/79 (Denkavit Italiana), para. 16. CJ 19 April 2016, Case C-441/14 (Dansk Industri), paras. 39-40 with reference to further case law. See also Reich 2010a, p. 458. In the light of the principles of formal legal force and legal certainty, this rule does however not apply to cases in which a final decision was already delivered or that have been closed.
Translated judgment Arbetsdomstolen, p. 264. See also Nyström 2010, p. 279. See §7.4.2 and §8.2.3.
Translated judgment Arbetsdomstolen, p. 266.
Cf. Nyström 2010, p. 279.
Cf. no. 80 in §3.2.5.1. See §8.2 for the relation between the ex tunc effect of rulings of the Court and legal certainty and legitimate expectations of private parties.
See for example Waldhoff 2009. Not only in literature, but also some Advocates General have used the term ‘retroactive effect’ to describe the ex tunc effect of interpretations given to Union law by the Court of Justice in preliminary rulings. See for example: Opinion Trstenjak 13 September 2012, Case C-92/11 (RWE Vertrieb), para. 99. Opinion Bot 26 January 2010, Case C-409/06 (Winner Wetten), paras. 86 and 106. Apart from some exceptions, the Court of Justice usually avoids the term ‘retroactive effect’ in this context and uses the standard formula, which goes (more or less): “[…] the interpretation which the Court, in the exercise of the jurisdiction conferred upon it by Article 267 TFEU, gives to EU law clarifies and, where necessary, defines the meaning and scope of that law as it must be, or ought to have been, understood and applied from the time of its coming into force”. Cf. Bernitz & Reich 2011, at pp. 621-622. See §8.2.
The Arbetsdomstolen refers to CJ 5 March 1996, Joined Cases C‑‑46/93 and C‑‑48/93 (Brasserie du Pêcheur and Factortame III), paras. 94-95. Translated judgment Arbetsdomstolen, p. 266.
Ibid., p. 266.
Ibid., pp. 266-267.
Ibid., p. 267.
119. In Bressol the Court of Justice recalled what it had already held in earlier cases, such as Blaizot and Bosman:
“It has consistently been held that the interpretation which the Court, in the exercise of the jurisdiction conferred upon it by Article 267 TFEU, gives to a rule of European Union law clarifies and where necessary defines the meaning and scope of that rule as it must be, or ought to have been, understood and applied from the time of its coming into force. It follows that the rule as thus interpreted can, and must, be applied by the courts even to legal relationships arising and established before the judgment ruling on the request for interpretation, provided that in other respects the conditions are satisfied for bringing an action relating to the application of that rule before the courts having jurisdiction.”1
The trade unions argued that at the time of their collective actions the state of the law was unclear and that as a consequence the eventual damages payable should be mitigated.2 The Arbetsdomstolen, however, states that although the collective actions were in line with national regulations (in particular the Lex Britannia), they were anyhow in conflict with Article 56 TFEU. Since the Court of Justice has not limited the effect of its Laval ruling, the judgment has effect not only in future cases, but also in cases dating from before the judgment. Consequently, the ruling applies to violations prior to the judgment, like the collective actions at issue.3
120. In the literature on Laval, the term ‘retroactive effect’ is frequently spotted.4 It is, however, questionable whether the concept of retroactive effect indeed applies to this case. After all, the Court of Justice’s interpretation of Article 56 TFEU does not constitute a new rule:5 Article 56 TFEU should be interpreted this way since it entered into force. This approach is closer to the concept of ex tunc effect rather than that of retroactive effect. On the other hand, it should be noted that the term ‘retroactive effect’ is often also used to indicate that certain decisions date back in time.6 As a rule, the rulings of the Court of Justice date back in time and therefore the interpretation it gives to rules of Union law does as well. Below, the term ex tunc effect is used to indicate the backdating effect of rulings of the Court of Justice on the interpretation of Union law.
121. Building on the Court of Justice’s reasoning for the ex tunc effect in cases of Member State liability7, the Arbetsdomstolen emphasises that if judgments of the Court of Justice would not have ex tunc effect, the right to award damages according to the EU’s legal system would be jeopardised. In relation to the case at hand, the Arbetsdomstolen considers that even if the state of the law was not established, the trade unions had sufficient reason to doubt the lawfulness of their collective actions, all the more since Laval, in its objections against the actions, delivered a well-founded reasoning as to why the actions of the trade unions were in conflict with Union law.8 It is settled case law of the Arbetsdomstolen “that high demands must be placed on the labour organisations when it comes to investigation with exactitude and care, whether a planned collective action is not prevented by an eventual arising duty to maintain the industrial peace. The same view ought to be applied, according to the view of the Arbetsdomstolen, when it comes to those impediments that [EU] law can potentially lay down”.9 Noteworthy is that the Arbetsdomstolen holds that its interlocutory judgment – in which the court determined that it was improbable that the collective actions taken were unlawful – lacks any significance in the context of the main proceedings.10