EU Equity pre- and post-trade transparency regulation: from ISD to MiFID II
Einde inhoudsopgave
EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/8.III.1.2.1:8.III.1.2.1 Venues
EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/8.III.1.2.1
8.III.1.2.1 Venues
Documentgegevens:
mr. J.E.C. Gulyás, datum 01-02-2021
- Datum
01-02-2021
- Auteur
mr. J.E.C. Gulyás
- JCDI
JCDI:ADS267114:1
- Vakgebied(en)
Financieel recht / Bank- en effectenrecht
Financieel recht / Europees financieel recht
Financiële dienstverlening / Financieel toezicht
Deze functie is alleen te gebruiken als je bent ingelogd.
The MiFID I post-trade transparency regime applied to investment firms trading outside the systems of an RM or MTF, regardless whether the transactions were concluded on own account or on behalf of clients. The obligations therefore applied whether or not the investment firm qualified as a SI.1