Einde inhoudsopgave
Prudential regulation of investment firms in the European Union (ZIFO nr. 32) 2021/9.2.7
9.2.7 Other requirements
mr. drs. B.J. Nieuwenhuijzen, datum 01-02-2021
- Datum
01-02-2021
- Auteur
mr. drs. B.J. Nieuwenhuijzen
- JCDI
JCDI:ADS262341:1
- Vakgebied(en)
Financieel recht / Bank- en effectenrecht
Financieel recht / Financieel toezicht (juridisch)
Voetnoten
Voetnoten
Part Six IFR.
Part Seven IFR.
Due to the changes in the definition of investment firm in the CRR, as discussed in Section 7.1, which have subsequently not been included in the IFR and IFD proposal, the actual number of investment firms that will be subjected to the disclosure requirements will increase significantly. See also Section 4 of Joosen, E.P.M., Louisse, M.L., ‘Een nieuw prudentieel regime voor beleggingsondernemingen (II)’, Tijdschrift voor financieel recht, nr 4, april 2018.
466. Investment firms are also required to disclose a set of information to the public on their compliance with the requirements imposed by the IFR and IFD proposals. See Part Six of the IFR proposal.1 Part Seven of the IFR proposal2 requires investment firms to report their financial information and information needed to assess their compliance with the capital requirements to supervisory authorities. As rationale of these requirements has not changed3 compared to the requirements in the CRR, this study will not discuss these requirements further.