Prudential regulation of investment firms in the European Union (ZIFO nr. 32) 2021/3.2.2:3.2.2 Investment firms

Prudential regulation of investment firms in the European Union (ZIFO nr. 32) 2021/3.2.2

3.2.2 Investment firms

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146. The risks associated with the regular activities an investment firm conducts are explained in detail in Chapter 2. Therefore, this section will not discuss why certain activities of investment firms lead to certain risks. It will highlight what the (balance sheet) impact of those activities is, and what the consequences will be for the financial risks to which an investment firm is exposed.

3.2.2.1 Larger broker-dealer investment firms3.2.2.2 Prototypical European investment firms

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