EU Equity pre- and post-trade transparency regulation: from ISD to MiFID II
Einde inhoudsopgave
EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/8.III.1.2.2:8.III.1.2.2 Financial instruments
EU Equity pre- and post-trade transparency regulation (LBF vol. 21) 2021/8.III.1.2.2
8.III.1.2.2 Financial instruments
Documentgegevens:
mr. J.E.C. Gulyás, datum 01-02-2021
- Datum
01-02-2021
- Auteur
mr. J.E.C. Gulyás
- JCDI
JCDI:ADS266533:1
- Vakgebied(en)
Financieel recht / Bank- en effectenrecht
Financieel recht / Europees financieel recht
Financiële dienstverlening / Financieel toezicht
Deze functie is alleen te gebruiken als je bent ingelogd.
The scope of the MiFID I post-trade transparency obligations for investment firms operating outside RMs and MTFs (and for RMs and MTFs as well) was confined to (a) shares that where (b) admitted to trading on an RM.1 The latter condition (‘admitted to trading on an RM’) meant that the obligations did not apply where the share was only admitted to trading on an MTF. MiFID I permitted the Member States to expand the post-trade transparency obligations to other financial instruments than shares.2